Important Disclosures
Regulatory Registration
NinePointTwo Capital LLC is registered as an investment adviser with the U.S. Securities and Exchange Commission (CRD #297270). NinePointTwo Capital LLC is also registered as a Commodity Pool Operator and Commodity Trading Adviser and is a member of the National Futures Association (NFA ID: 0522046). Registration does not imply a certain level of skill or training. You may verify our registrations at the SEC’s Investment Adviser Public Disclosure website (IAPD) and the NFA’s Background Affiliation Status Information Center (BASIC).
Form ADV Part 2A and Form CRS
NinePointTwo Capital LLC is required to deliver a brochure (Form ADV Part 2A) and a client relationship summary (Form CRS) to prospective and current clients. These documents describe our business, services, fees, conflicts of interest, and other important disclosures. We encourage you to review them carefully.
Investment Risk
Investing involves risk, including the substantial risk of loss. Alternative investment strategies, including long/short equity, futures-based strategies, and quantitative multi-strategy approaches, involve unique and complex risks and are not suitable for all investors. Trading in futures contracts carries a high degree of risk and is inherently leveraged, which can magnify losses. You should only consider investing in futures contracts when the risks of leverage and potential loss are fully understood. There can be no assurance that any investment strategy will achieve its objectives.
Geographic Availability
This website is intended for clients and prospective investors residing in jurisdictions where NinePointTwo Capital LLC is qualified to provide investment advisory services. NinePointTwo Capital does not intend to furnish personalized investment advice through this website. Please contact us to determine whether we are qualified to provide investment advisory services in your state or jurisdiction.
General Disclaimer
The information contained on this website is provided for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any security, investment product, or investment strategy. Nothing on this website should be construed as investment, legal, tax, or other advice.
No Investment Advice
NinePointTwo Capital LLC ("NinePointTwo Capital", "NinePointTwo", or the "Firm") does not provide investment advice through this website. Any investment decisions should be made in consultation with a qualified financial advisor, taking into account your individual financial situation, investment objectives, and risk tolerance.
Past Performance
Past performance is not indicative of future results. Investing involves risk, including the possible loss of principal. There can be no assurance that any investment strategy will achieve its objectives or avoid losses.
Forward-Looking Statements
This website may contain forward-looking statements, including statements regarding our intentions, beliefs, or current expectations concerning, among other things, our investment strategies, market conditions, and results of operations. These forward-looking statements are subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied.
Confidentiality
Information regarding NinePointTwo Capital’s investment strategies, portfolio holdings, and performance is confidential and proprietary. Unauthorized reproduction or distribution of such information is strictly prohibited.
Third-Party Content
This website may contain links to third-party websites or references to third-party content. NinePointTwo Capital does not endorse, approve, or control such third-party websites or content and makes no representations or warranties regarding their accuracy, completeness, or reliability.
No Tax Advice
NinePointTwo Capital is not a law firm or a public accounting firm. No portion of this communication should be interpreted as legal, wrap-fee, or tax advice. While our “Tax-Aware” strategies are designed to potentially generate realized losses in the context of our existing strategies, the effectiveness of these strategies depends on individual taxpayer circumstances and evolving tax laws. NinePointTwo Capital LLC does not guarantee any specific tax outcome or amount of loss harvesting. Clients and prospective clients should consult with their tax and legal professionals regarding their specific situation before implementing any strategy discussed herein.
© 2026 NinePointTwo Capital LLC. All rights reserved. NinePointTwo Capital LLC is located at 1901 Avenue of the Stars, 11th Floor, Los Angeles, CA 90067.